McDONNELL DOUGLAS CORP. v. GREEN
No. 72-490
SUPREME COURT OF THE UNITED STATES
411 U.S. 792;
93 S. Ct. 1817;
1973 U.S. LEXIS 154;
36 L. Ed. 2d 668;
5 Fair Empl. Prac. Cas. (BNA) 965;
5 Empl. Prac. Dec. (CCH) P8607
March 28, 1973, Argued
May 14, 1973, Decided
PRIOR HISTORY:
[***1]
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT.
DISPOSITION:
463 F.2d 337, vacated and remanded.
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SUMMARY: After the plaintiff, a Negro who had been employed by the defendant as a
mechanic, was laid off in the course of a general reduction in the defendant's
work force, the plaintiff participated in a protest against alleged racial
discrimination by the defendant in its employment practices. The protest
included a
"stall-in" whereby the plaintiff and others stopped their cars along roads leading to the
defendant's plant, so as to block access to the plant during the morning rush
hour. When the defendant subsequently advertised for mechanics, the plaintiff
applied for reemployment, but the defendant rejected the plaintiff on the
asserted ground of his participation in the
"stall-in." The plaintiff then filed a complaint with the Equal Employment Opportunity
Commission, claiming that the defendant had violated 703(a)(1) of the Civil
Rights Act of 1964 by refusing to rehire him because of his race, and that the
defendant had violated 704(a) of the
Act by refusing to rehire him because of his activities in protesting against
racial discrimination. The Commission made no finding on the plaintiff's
703(a)(1) claim, but found reasonable cause to believe that the defendant had
violated 704(a). After the Commission unsuccessfully attempted conciliation,
the plaintiff asserted his 703(a)(1) and 704(a) claims in the United States
District Court for the Eastern District of Missouri. The District Court
dismissed the 703(a)(1) claim (299 F Supp 1100), on the ground that the
Commission had failed to make a determination of reasonable cause to believe
that the defendant had violated 703(a)(1). After a trial, the District Court
dismissed the 704(a) claim with prejudice (318 F Supp 846), on the ground that
the defendant's refusal to rehire the plaintiff was based on the plaintiff's
conduct during the
"stall-in," which
conduct was illegal and was unprotected by 704(a). The Court of Appeals for the
Eighth Circuit affirmed the dismissal of the 704(a) claim, but the Court of
Appeals held that a prior Commission determination of reasonable cause was not
a jurisdictional prerequisite to raising a 703(a)(1) claim in federal court,
and the Court of Appeals reversed the dismissal of the 703(a)(1) claim and set
forth standards as to the parties' burden of proof, upon remand, with respect
to the 703(a)(1) claim (463 F2d 337).
On certiorari, the United States Supreme Court remanded the case to the
District Court. In an opinion by Powell, J., expressing the unanimous views of
the court, it was held that a Commission finding of reasonable cause was not a
jurisdictional prerequisite to a 703(a)(1) suit, and that on retrial the
plaintiff must be afforded
a fair opportunity to demonstrate, in connection with his 703(a)(1) claim, that
the defendant's assigned reason for refusing to reemploy the plaintiff was
pretextual or discriminatory in its application; and the court set forth
standards somewhat different from those of the Court of Appeals with respect to
the parties' burden of proof.
LEXIS HEADNOTES - Classified to U.S. Digest Lawyers' Edition:
CIVIL RIGHTS
§12.5
jurisdiction -- discriminatory employment practices --
Headnote:
[1A]
[1B]
A person alleging that an employer has discriminated against him because of his
race, in violation of 703(a)(1) of the Civil Rights Act of 1964 (42 USCS
2000e-2(a)(1)), which prohibits discriminatory employment practices, satisfies
the jurisdictional prerequisites to a federal action (1) by filing timely
charges of employment discrimination with the Equal Employment Opportunity
Commission, and (2) by receiving and acting upon the Commission's statutory
notice of the right to sue; a Commission finding of reasonable cause to believe
that the employer has violated 703(a)(1) is not a jurisdictional prerequisite
to a 703(a)(1) suit, and it is error for a Federal District Court to dismiss a
703(a)(1) claim on the ground of the absence of such a finding.
CIVIL
RIGHTS
§12.5
jurisdiction -- equal employment opportunities --
Headnote:
[2]
Under Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal employment opportunities, a person's right to sue is not limited
to those charges as to which the Equal Employment Opportunity Commission has
made findings of reasonable cause to believe that the Act has been violated;
thus, absence of a Commission finding of reasonable cause does not bar suit
under an appropriate section of Title VII.
APPEAL AND ERROR
§1536
CIVIL RIGHTS
§7.5
discriminatory employment practices -- harmless error --
Headnote:
[3]
A Federal District Court's erroneous dismissal of an action brought under
703(a)(1) of the Civil Rights Act of 1964 (42 USCS 2000e-2 (a)(1)), which
prohibits discriminatory employment practices, does not constitute harmless
error, where (1) it is
not clear that the District Court's findings against the plaintiff on his claim
under 704(a) of the Act (42 USCS 2000e-3(a)), which prohibits employers'
retaliation against protests against discrimination, involved the identical
issues raised by his claim under 703 (a)(1), since 704(a) relates solely to
discrimination against an applicant or employee on account of his participation
in legitimate civil rights activities or protests, while 703 (a)(1) deals with
the broader and centrally important question under the Act of whether, for any
reason, a racially discriminatory employment decision has been made, and (2)
the District Court did not discuss the plaintiff's 703(a)(1) claim in its
opinion and denied requests for discovery of statistical materials which may
have been relevant to the 703(a)(1) claim; the plaintiff should have been
accorded the right to prepare his case and to plan the
strategy of trial with the knowledge that the 703(a)(1) cause of action was
properly before the District Court.
CIVIL RIGHTS
§7.5
equal employment opportunities -- purpose of statute --
Headnote:
[4]
The purposes of Congress in enacting Title VII of the Civil Rights Act of 1964
(42 USCS 2000e et seq.), which requires equal employment opportunities, are to
assure equality of employment opportunities and to eliminate those
discriminatory practices and devices which have fostered racially stratified
job environments to the disadvantage of minority citizens.
CIVIL RIGHTS
§7.5
equal employment opportunities -- purpose of statute --
Headnote:
[5]
Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal employment opportunities, is not intended by Congress to
guarantee a job to every person regardless of qualifications.
CIVIL RIGHTS
§7.5
discriminatory employment practices -- nature of
statutory proscription --
Headnote:
[6]
Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal employment opportunities, does not command that any person be
hired simply because he was formerly the subject of discrimination, or because
he is a member of a minority group; discriminatory preference for any group,
minority or majority, is precisely and only what Congress has proscribed; and
what is required by Congress is the removal of artificial, arbitrary, and
unnecessary barriers to employment when the barriers operate invidiously to
discriminate on the basis of racial or other impermissible classification.
CIVIL RIGHTS
§7.5
discriminatory employment practices -- statutory proscription --
Headnote:
[7]
Under Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal employment opportunities, the broad, overriding interest, shared
by employer, employee, and consumer, is efficient and trustworthy workmanship
assured through fair and
racially neutral employment and personnel decisions; Title VII tolerates no
racial discrimination, subtle or otherwise, in the implementation of such
decisions.
EVIDENCE
§383
burden of proof -- discriminatory employment practices --
Headnote:
[8]
In a trial under Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et
seq.), which requires equal employment opportunities, the complainant must
carry the initial burden of establishing a prima facie case of racial
discrimination; this may be done by showing (1) that he belongs to a racial
minority; (2) that he applied and was qualified for a job for which the
employer was seeking applicants; (3) that despite his qualifications, he was
rejected; and (4) that after his rejection, the position remained open and the
employer continued to seek applicants from persons of the complainant's
qualifications.
EVIDENCE
§383
prima facie proof -- discriminatory employment practices --
Headnote:
[9A]
[9B]
In an action alleging that the defendant's refusal to rehire the plaintiff as a
mechanic violated 703(a)(1) of the Civil Rights Act of 1964 (42 USCS
2000e-2(a)(1)), which prohibits discriminatory employment practices, the
plaintiff, a Negro who has been a long-time activist in the civil rights
movement, proves a prima facie case, where (1) the evidence shows that the
defendant sought to employ mechanics and continued to do so after rejecting the
plaintiff's application for reemployment, and (2) the defendant does not
dispute the plaintiff's qualifications and acknowledges that the plaintiff's
past work performance as a mechanic in the defendant's employ was satisfactory.
EVIDENCE
§383
burden of proof -- equal employment opportunities --
Headnote:
[10]
Under Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal
employment opportunities, employment tests and qualifications must be shown to
bear a demonstrable relationship to successful performance of the job for which
they are used, where employers have instituted such tests and qualifications
with an exclusionary effect on minority applicants.
EVIDENCE
§90
shifting of burden of proof --
Headnote:
[11]
Once the plaintiff proves a prima facie case in an action alleging that the
defendant's refusal to rehire the plaintiff violated 703(a)(1) of the Civil
Rights Act of 1964 (42 USCS 2000e-2(a)(1)), which prohibits discriminatory
employment practices, the burden then shifts to the defendant to articulate
some legitimate, nondiscriminatory reason for the plaintiff's rejection.
EVIDENCE
§904.3
sufficiency of evidence -- discriminatory employment practices --
Headnote:
[12A]
[12B]
In an action alleging that the defendant's refusal to rehire the plaintiff, a
Negro, violated 703(a)(1) of the Civil Rights Act of 1964 (42 USCS 2000e-2(a)(1)), which prohibits discriminatory employment practices,
the defendant's assignment of the plaintiff's participation in unlawful conduct
against the defendant as the cause of the plaintiff's rejection suffices to
discharge the defendant's burden of proof and to meet the plaintiff's prima
facie case of discrimination, where the plaintiff admittedly had taken part in
a carefully planned
"stall-in," designed to tie up access to the defendant's plant during the morning rush
hour.
CIVIL RIGHTS
§7.5
equal employment opportunities --
Headnote:
[13]
Nothing in Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.),
which requires equal employment opportunities, compels an employer to absolve
and rehire one who has engaged in deliberate, unlawful activity which was
directed specifically against the employer.
CIVIL RIGHTS
§7.5
discriminatory employment practices --
Headnote:
[14]
Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal employment opportunities, does not permit an employer to use an
employee's deliberate, unlawful activity against the employer as a pretext for
the sort of discrimination prohibited by 703(a)(1) of the Act (42 USCS
2000e-2(a)(1)), which prohibits discriminatory employment practices.
CIVIL RIGHTS
§12.5
EVIDENCE
§787
refusal to rehire -- racially discriminatory motive -- relevancy --
Headnote:
[15A]
[15B]
In an action alleging that the defendant's refusal to rehire the plaintiff, a
Negro, violated 703(a)(1) of the Civil Rights Act of 1964 (42 USCS
2000e-2(a)(1)), which prohibits discriminatory employment practices, the
plaintiff is entitled to a full and fair opportunity to demonstrate by
competent evidence that the stated, presumptively valid
reason for the plaintiff's rejection--his participation in a
"stall-in" whereby the plaintiff and others stopped their cars along roads leading to the
defendant's plant, so as to block access to the plant during the morning rush
hour--was in fact a pretextual coverup for a racially discriminatory decision;
especially relevant to such a showing would be evidence that white employees
involved in acts against the defendant of comparable seriousness to the
"stall-in" were nevertheless retained or rehired; other evidence which may be relevant to
any showing of pretextuality includes facts as to the defendant's treatment of
the plaintiff during the plaintiff's prior term of employment, the defendant's
reaction, if any, to the plaintiff's legitimate civil rights activities, and
the defendant's general policy and practice with respect to minority
employment; and although the trial court may determine, after reasonable
discovery, that the racial composition of the defendant's labor force is itself
reflective of restrictive or
exclusionary practices, such general determinations may not be in and of
themselves controlling as to an individualized hiring decision, particularly in
the presence of an otherwise justifiable reason for refusing to rehire.
CIVIL RIGHTS
§7.5
equal employment opportunities --
Headnote:
[16]
Under Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.), which
requires equal employment opportunities, an employer may justifiably refuse to
rehire one who has engaged in unlawful, disruptive acts against it, but only if
this criterion is applied alike to members of all races.
CIVIL RIGHTS
§7.5
discriminatory employment practices --
Headnote:
[17]
In the absence of proof of pretextual or discriminatory application of an
employer's asserted reason for refusal to rehire, the employer's asserted
refusal to rehire a Negro former employee on the ground of his unlawful conduct
against the employer is not the kind of artificial,
arbitrary, and unnecessary barrier to employment which Congress intended to
remove under Title VII of the Civil Rights Act of 1964 (42 USCS 2000e et seq.),
which requires equal employment opportunities.
CIVIL RIGHTS
§7.5
refusal to rehire -- business justification --
Headnote:
[18A]
[18B]
In view of the seriousness and harmful potential of a Negro former employee's
participation in a
"stall-in" whereby cars were stopped along roads leading to an employer's plant so as to
block access to the plant during the morning rush hour, and in view of the
accompanying inconvenience to other employees, the employer's subsequent
refusal to rehire the former employee cannot be said to have lacked a rational
and neutral business justification.
CIVIL RIGHTS
§7.5
discriminatory employment practices. --
Headnote:
[19]
If a Federal District judge finds that an employer's assigned, presumptively
valid reason for refusing to
reemploy a Negro former employee was pretextual or discriminatory in its
application, the District judge must order a prompt and appropriate remedy, but
in the absence of such a finding, the employer's refusal to rehire must stand.
SYLLABUS: Respondent, a black
civil rights activist, engaged in disruptive and
illegal activity against petitioner as part of his
protest that his discharge as an employee of petitioner's and the firm's general
hiring practices were
racially motivated. When petitioner, who subsequently advertised for qualified
personnel, rejected respondent's re-employment application on the ground of the
illegal conduct, respondent filed a complaint with the Equal Employment
Opportunity Commission (EEOC) charging violation of Title VII of the
Civil Rights Act of 1964. The EEOC found that there was
reasonable cause to believe that petitioner's rejection of respondent violated
§ 704 (a) of the Act, which forbids discrimination against applicants or
employees for attempting to
protest or correct allegedly
discriminatory employment conditions, but made no finding on respondent's allegation that
petitioner had also violated
§ 703 (a)(1), which prohibits discrimination in any employment decision.
Following unsuccessful
EEOC conciliation efforts, respondent brought suit in the District
[***2] Court, which ruled that respondent's
illegal activity was not protected by
§ 704 (a) and dismissed the
§ 703 (a)(1) claim because the EEOC had made no finding with respect thereto.
The Court of Appeals affirmed the
§ 704 (a) ruling, but reversed with respect to
§ 703 (a)(1), holding that an EEOC determination of
reasonable cause was not a jurisdictional prerequisite to claiming a violation of that
provision in federal court.
Held:
1. A complainant's right to bring suit under the
Civil Rights Act of 1964 is not confined to charges as to which the EEOC has made a
reasonable-cause finding, and the District Court's error in holding to the
contrary was not harmless since the issues raised with respect to
§ 703 (a)(1) were not identical to those with respect to
§ 704 (a) and the dismissal of the former charge may have prejudiced
respondent's efforts at trial. Pp. 798-800.
2. In a private, non-class-action complaint under Title VII charging racial
employment discrimination, the complainant has the burden of establishing a
prima facie case, which he can satisfy by showing that (i) he belongs to a racial minority;
(ii) he applied and was qualified for a job the employer was trying
[***3] to fill; (iii) though qualified, he was rejected; and (iv) thereafter the
employer continued to seek applicants with complainant's
qualifications. P. 802.
3. Here, the Court of Appeals, though correctly holding that respondent proved
a
prima facie case, erred in holding that petitioner had not discharged its burden of proof in
rebuttal by showing that its
stated reason for the rehiring refusal was based on respondent's
illegal
activity. But on remand respondent must be afforded a
fair opportunity of proving that petitioner's
stated reason was just a
pretext for a
racially
discriminatory decision, such as by showing that whites engaging in similar
illegal activity were retained or hired by petitioner. Other evidence that may be relevant,
depending on the circumstances, could include facts that petitioner had
discriminated against respondent when he was an employee or followed a
discriminatory policy toward minority employees. Pp. 802-805.
COUNSEL: Veryl L. Riddle argued the cause for petitioner. With him on the briefs were
R. H. McRoberts and Thomas C. Walsh.
Louis Gilden argued the cause for respondent. With him on the brief were Jack
Greenberg, James M. Nabrit III, William L. Robinson,
[***4] and Albert Rosenthal. *
* Milton A. Smith and Lawrence M. Cohen filed a brief for the Chamber of
Commerce of the United States as amicus curiae urging reversal.
Solicitor General Griswold, Assistant Attorney General Pottinger, Deputy
Solicitor General Wallace, Keith A. Jones, David L. Rose, Julia P. Cooper, and
Beatrice Rosenberg filed a brief for the United States as amicus curiae urging
affirmance.
JUDGES: Powell, J., delivered the opinion for a unanimous Court.
OPINIONBY: POWELL
OPINION:
[*793]
[**1820] MR. JUSTICE POWELL delivered the opinion of the Court.
The case before us raises significant questions as to the proper order and
nature of proof in actions under Title
[*794] VII of the
Civil Rights Act of 1964, 78 Stat. 253,
42 U. S. C. § 2000c
et seq.
Petitioner, McDonnell Douglas Corp., is an aerospace and aircraft manufacturer
headquartered in St. Louis, Missouri, where it employs over 30,000 people.
Respondent, a black citizen of St. Louis, worked for petitioner as a mechanic
and laboratory technician from 1956 until August 28, 1964 n1 when he was laid
off in the course of a general reduction in petitioner's work force.
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n1 His employment during these years was continuous except for 21 months of
service in the military.
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[***5]
Respondent, a long-time
activist in the
civil rights movement, protested vigorously that his discharge and the general
hiring practices of petitioner were
racially motivated. n2 As part of this
protest, respondent and other members of the Congress on Racial Equality illegally
stalled their cars on the main roads leading to petitioner's plant for the
purpose of blocking access to it at the time of the
morning shift change. The District Judge described the plan for, and respondent's
participation in, the
"stall-in" as follows:
"Five teams, each consisting of four cars would 'tie up' five main access roads
into McDonnell at the time of the
morning rush hour. The drivers of the cars were instructed to line up next to each
other completely blocking the intersections or roads. The drivers were also
instructed to stop their cars, turn off the engines, pull the emergency brake,
raise all windows, lock the doors, and remain in their cars until the police
arrived. The plan was to have the
cars remain in position for one hour.
[*795]
"Acting under the 'stall in' plan, plaintiff [respondent in the present action] drove his car onto
Brown Road, a McDonnell access road, at approximately
[***6] 7:00 a. m., at the start of the
morning rush hour. Plaintiff was aware of the
traffic problems that would result. He stopped his car with the intent to block
traffic. The police
[**1821] arrived shortly and requested plaintiff to move his car. He refused to move
his car voluntarily. Plaintiff's car was towed away by the police, and he was
arrested for obstructing
traffic. Plaintiff pleaded guilty to the charge of
obstructing
traffic and was fined."
318 F.Supp. 846, 849.
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n2 The Court of Appeals noted that respondent then
"filed formal complaints of discrimination with the President's Commission on
Civil Rights, the Justice Department, the Department of the Navy, the Defense Department,
and the Missouri Commission on Human Rights."
463 F.2d 337, 339 (1972).
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On July 2, 1965, a
"lock-in" took place wherein a chain and padlock were placed on the front door of a
building to prevent the occupants, certain of petitioner's employees, from
leaving. Though respondent apparently
[***7] knew beforehand of the
"lock-in," the full extent of his
involvement remains uncertain. n3
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n3 The
"lock-in" occurred during a picketing
demonstration by ACTION, a
civil rights organization, at the entrance to a downtown office building which housed a
part of petitioner's offices and in which certain of petitioner's employees
were working at the time. A chain and padlock were placed on the front door of
the building to prevent ingress and egress. Although respondent acknowledges
that he was chairman of ACTION at the time, that the
demonstration was planned and staged by his group, that he participated in and indeed was in
charge of the
picket line in front of the building, that he was told in advance by a member
of ACTION
"that he was planning to chain the front door," and that he
"approved of" chaining the door, there is no evidence that respondent personally took part
in the actual
"lock-in," and he was not arrested. App. 132-133.
The Court of Appeals majority, however, found that the record did
"not support the trial court's conclusion that Green 'actively cooperated' in
chaining the doors of the downtown St. Louis building during the 'lock-in'
demonstration."
463 F.2d, at 341. See also concurring opinion of Judge Lay.
Id., at 345. Judge Johnsen, in dissent, agreed with the District Court that the
"chaining and padlocking [were] carried out as planned, [and that] Green had in
fact given it . . . approval and authorization."
Id., at 348.
In view of respondent's admitted participation in the unlawful
"stall-in," we find it unnecessary to
resolve the contradictory contentions surrounding this
"lock-in."
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[***8]
[*796] Some three weeks following the
"lock-in," on July 25, 1965, petitioner publicly advertised for qualified mechanics,
respondent's trade, and respondent promptly applied for re-employment.
Petitioner turned down respondent, basing its rejection on respondent's
participation in the
"stall-in" and
"lock-in." Shortly thereafter, respondent filed a formal complaint with the Equal
Employment Opportunity Commission, claiming that petitioner had refused to
rehire him because of his race and persistent
involvement in the
civil rights movement, in violation of
§§ 703 (a)(1) and 704 (a) of the
Civil Rights Act of 1964,
42 U. S. C. §§ 2000e-2 (a)(1) and 2000e-3 (a). n4 The former section generally prohibits
racial discrimination in any employment decision while the
latter forbids discrimination against applicants or employees for attempting to
protest or correct allegedly
discriminatory conditions of employment.
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n4 Section 703 (a)(1) of the
Civil Rights Act of 1964,
42 U. S. C. § 2000e-2 (a)(1), in pertinent part provides:
"It shall be an
unlawful employment practice for an employer . . . to fail or refuse to hire or to discharge any
individual, or otherwise to
discriminate against any individual with respect to his compensation, terms, conditions, or
privileges of employment, because of such individual's race, color, religion,
sex, or national origin . . . ."
Section 704 (a) of the
Civil Rights Act of 1964,
42 U. S. C. § 2000e-3 (a), in pertinent part provides:
"It shall be an
unlawful employment practice for an employer to
discriminate against any of his employees or applicants for employment . . . because he has
opposed any practice made an
unlawful
employment practice by this subchapter . . . ."
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[***9]
[*797] The Commission made no finding on respondent's allegation of racial bias under
§ 703 (a)(1), but it did find
reasonable cause to believe petitioner
had violated
§ 704 (a) by refusing to
rehire respondent because of his
civil rights activity. After the Commission unsuccessfully attempted to conciliate the
dispute, it advised respondent in March 1968, of his right to institute a civil
action in federal court within 30 days.
On April 15, 1968, respondent brought the present action, claiming initially a
violation of
§ 704 (a) and, in an amended
[**1822] complaint, a violation of
§ 703 (a)(1) as well. n5 The District Court dismissed the latter claim of
racial discrimination in petitioner's
hiring procedures on the ground that the Commission had failed to make a
determination of
reasonable cause to believe that a violation of that section had been committed. The District
Court also found that petitioner's refusal to
rehire respondent was based solely on his participation in the illegal
demonstrations and not on his legitimate
civil rights activities. The court concluded that nothing in Title VII or
§ 704 protected
"such activity as employed by the plaintiff in
[***10] the 'stall in' and 'lock in'
demonstrations."
318 F.Supp., at 850.
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n5 Respondent also contested the legality of his 1964 discharge by petitioner,
but both courts held this claim barred by the statute of limitations.
Respondent does not challenge those rulings here.
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On appeal, the Eighth Circuit affirmed that unlawful
protests were not protected activities under
§ 704 (a), n6 but reversed the dismissal of respondent's
§ 703 (a)(1) claim relating to
racially
discriminatory
hiring practices,
holding that a prior Commission determination of
reasonable cause was not a jurisdictional prerequisite to raising a claim under that section in
federal court. The court
[*798] ordered the case remanded for trial of respondent's claim under
§ 703 (a)(1).
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n6 Respondent has not sought review of this issue.
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In remanding, the Court of Appeals attempted
[***11] to set forth standards to govern the consideration of respondent's claim. The
majority noted that respondent had established a
prima facie case of
racial discrimination; that petitioner's refusal to
rehire respondent rested on
"subjective" criteria which carried little weight in rebutting charges of discrimination;
that, though respondent's participation in the unlawful
demonstrations might indicate a lack of a responsible attitude toward performing work for
that employer, respondent should be given the opportunity to demonstrate that
petitioner's
reasons for refusing to
rehire him were mere
pretext. n7 In order to clarify the standards governing the disposition of an action
challenging
employment discrimination, we granted certiorari,
409 U.S. 1036 (1972).
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n7 All references here are to Part V of the revised opinion of the Court of
Appeals, 463 F.2d, at 352, which superseded Part V of the court's initial opinion with respect to the
order and nature of proof.
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I
[1A]
[2]
We agree with the Court
[***12] of Appeals that absence of a Commission finding of
reasonable cause cannot bar suit under an appropriate section of Title VII and that the
District Judge erred in dismissing respondent's claim of
racial discrimination under
§ 703 (a)(1). Respondent satisfied the jurisdictional prerequisites to a
federal action (i) by filing timely charges of
employment discrimination with the Commission and (ii) by receiving and acting upon the
Commission's statutory
notice of the right to sue,
42 U. S. C. §§ 2000e-5 (a) and 2000e-5 (e). The Act does not restrict a complainant's right to sue
to those charges as to which the Commission has made findings of
reasonable cause, and we will not engraft on the statute a requirement which may inhibit the
review of
[*799] claims of
employment discrimination in the federal courts. The Commission itself does not consider the absence of
a
"reasonable cause" determination as providing employer immunity from similar charges in a federal
court, 29 CFR
§ 1601.30, and the courts of appeal have held that, in view of the large volume
of complaints before the Commission and the nonadversary character of many of
its proceedings,
"court actions under
[***13] Title VII are de novo proceedings
[**1823] and . . . a Commission 'no
reasonable cause' finding does not bar a lawsuit in the case."
Robinson v. Lorillard Corp., 444 F.2d 791, 800 (CA4 1971);
Beverly v. Lone Star Lead Construction Corp., 437 F.2d 1136 (CA5 1971);
Flowers v. Local 6, Laborers International Union of North America, 431 F.2d 205 (CA7 1970);
Fekete v. U.S. Steel Corp., 424 F.2d 331 (CA3 1970).
[3]
Petitioner argues, as it did below, that respondent sustained no prejudice from
the trial court's erroneous ruling because in fact the issue of
racial discrimination in the refusal to
re-employ
"was tried thoroughly" in a trial lasting four days with
"at least 80%" of the questions relating to the issue of
"race." n8 Petitioner, therefore, requests that the judgment below be vacated and the
cause remanded with instructions that the judgment of the District Court be
affirmed. n9 We cannot agree that the
dismissal of respondent's
§ 703 (a)(1) claim was harmless error. It is not clear that the District
Court's findings as to respondent's
§ 704 (a) contentions involved the identical issues
[***14] raised by his claim under
§ 703 (a)(1). The former section relates solely to discrimination against an
applicant or employee on account of his participation in legitimate
civil rights activities or
protests, while the latter section deals with the broader and centrally
[*800] important question under the Act of whether, for any reason, a
racially
discriminatory employment decision has been made. Moreover, respondent should have been
accorded the right to prepare his case and plan the strategy of trial with the
knowledge that the
§ 703 (a)(1) cause of action was properly before the District Court. n10
Accordingly, we remand the case for trial of respondent's claim of
racial discrimination consistent with the views set forth below.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n8 Tr. of Oral Arg. 11.
n9 Brief for Petitioner 40.
n10 The trial court did not discuss respondent's
§ 703 (a)(1) claim in its opinion and denied requests for discovery of
statistical materials which may have been relevant to that claim.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
II
[4]
[5]
[6]
The critical issue before us concerns
[***15] the order and allocation of proof in a private, non-class action challenging
employment discrimination. The language of Title VII makes plain the purpose of Congress to assure
equality of employment opportunities and to eliminate those
discriminatory practices and devices which have fostered
racially stratified job environments to the disadvantage of minority citizens.
Griggs v. Duke Power Co., 401 U.S. 424, 429 (1971);
Castro v. Beecher, 459 F.2d 725 (CA1 1972);
Chance v. Board of Examiners, 458 F.2d 1167 (CA2 1972);
Quarles v. Philip Morris, Inc., 279 F.Supp. 505 (ED Va. 1968). As noted in
Griggs, supra:
"Congress did not intend by Title VII, however, to guarantee a job to every
person regardless of
qualifications. In short, the Act does not command that any person be hired simply because
he was formerly the subject of discrimination, or because he is a member of a
minority group.
Discriminatory preference for any group, minority or majority, is precisely and only what
Congress has proscribed.
[*801] What is required by Congress is the removal
[***16] of artificial, arbitrary, and unnecessary
barriers to employment when the
barriers operate invidiously to
discriminate on the basis of racial or other impermissible classification."
Id., at 430-431.
[7]
There are societal as well as personal interests on both sides of this
equation. The broad, overriding interest, shared by employer, employee, and
consumer, is efficient and trustworthy workmanship assured through fair and
racially neutral employment and personnel decisions. In the implementation of
[**1824] such decisions, it is abundantly clear that Title VII tolerates no
racial discrimination, subtle or otherwise.
In this case respondent, the complainant below, charges that he was denied
employment
"because of his
involvement in
civil rights activities" and
"because of his race and color." n11 Petitioner denied discrimination of any kind, asserting that its failure
to
re-employ respondent was based upon and justified by his participation in the
unlawful conduct against it. Thus, the issue at the trial on remand is framed by those
opposing factual contentions. The two opinions of the Court of Appeals and the
several opinions of the three judges of that court
[***17] attempted, with a notable lack of harmony, to state the applicable rules as to
burden of proof and how this shifts upon the making of a
prima facie case. n12 We now address this problem.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n11 The respondent initially charged petitioner in his complaint filed
April 15, 1968, with discrimination because of his
"involvement in
civil rights activities." App. 8. In his amended complaint, filed March 20, 1969, plaintiff broadened
his charge to include denial of employment because of race in violation of
§ 703 (a)(1). App. 27.
n12 See original opinion of the majority of the panel which heard the case,
463 F.2d, at 338; the concurring opinion of Judge Lay,
id., at 344; the first opinion of Judge Johnsen, dissenting in part,
id., at 346; the revised opinion of the majority,
id., at 352; and the supplemental dissent of Judge Johnsen,
id., at 353. A petition for rehearing en banc was denied by an evenly divided Court of
Appeals.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[***18]
[*802]
[8]
[9A]
[10]
The complainant in a Title VII trial must carry the initial burden under the
statute of establishing a
prima
facie case of
racial discrimination. This may be done by showing (i) that he belongs to a racial minority; (ii)
that he applied and was qualified for a job for which the employer was seeking
applicants; (iii) that, despite his
qualifications, he was rejected; and (iv) that, after his rejection, the position remained
open and the employer continued to seek applicants from persons of
complainant's
qualifications. n13 In the instant case, we
agree with the Court of Appeals that respondent proved a
prima facie case.
463 F.2d 337, 353. Petitioner sought mechanics, respondent's trade, and continued to do so after
respondent's rejection. Petitioner, moreover, does not dispute respondent's
qualifications n14 and acknowledges that his past work performance in petitioner's employ was
"satisfactory." n15
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n13 The facts necessarily will vary in Title VII cases, and the specification
above of the prima facie proof required from respondent is
not necessarily applicable in every respect to differing factual situations.
[***19]
n14 We note that the issue of what may properly be used to test
qualifications for employment is not present in this case. Where employers have instituted
employment tests and
qualifications with an exclusionary effect on minority applicants, such requirements must be
"shown to bear a demonstrable relationship to successful performance of the jobs" for which they were used,
Griggs v. Duke Power Co., 401 U.S. 424, 431 (1971).
Castro v. Beecher, 459 F.2d 725 (CA1 1972);
Chance v. Board of Examiners, 458 F.2d 1167 (CA2 1972).
n15 Tr. of Oral Arg. 3;
463 F.2d, at 353.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
The burden then must shift to the employer to articulate some legitimate,
nondiscriminatory reason for the employee's rejection. We need not attempt in
the instant
case to detail every matter which fairly could be
[*803] recognized as a reasonable basis for a refusal to hire. Here petitioner has
assigned respondent's participation in
unlawful conduct against it as the cause for his rejection. We think that this suffices to
discharge petitioner's
[***20] burden of proof at this stage and to meet respondent's
prima facie case of discrimination.
[12A]
[13]
The Court of Appeals intimated, however, that petitioner's
stated reason for refusing to
rehire respondent was a
"subjective" rather than objective criterion which
"carr[ies] little weight in rebutting charges of discrimination,"
463 F.2d, at 352. This was among the statements which caused the dissenting judge
[**1825] to read the opinion as taking
"the position that such unlawful acts as Green committed against McDonnell would
not legally entitle McDonnell to refuse to hire him, even though no racial
motivation was involved . . . ."
Id., at 355. Regardless of whether this was the intended import of the opinion, we think
the court below
seriously underestimated the rebuttal weight to which petitioner's reasons were
entitled. Respondent admittedly had taken part in a carefully planned
"stall-in," designed to tie up access to and egress from petitioner's plant at a peak
traffic hour. n16 Nothing in Title VII compels an employer to absolve and
rehire one who has engaged in such deliberate,
unlawful activity against it. n17 In upholding, under the National
[***21] Labor Relations Act, the discharge of employees who had seized and forcibly
retained
[*804] an employer's factory buildings in an illegal sit-down strike, the Court noted
pertinently:
"We are unable to conclude that Congress intended to compel employers to retain
persons in their employ regardless of their
unlawful conduct, -- to invest those who go on strike with an immunity from discharge for acts
of trespass or violence against the employer's property . . . . Apart
from the question of the constitutional validity of an enactment of that sort,
it is enough to
say that such a legislative intention should be found in some definite and
unmistakable expression."
NLRB v. Fansteel Corp., 306 U.S. 240, 255 (1939).
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n16 The trial judge noted that no personal injury or property damage resulted
from the
"stall-in" due
"solely to the fact that law enforcement officials had obtained notice in
advance of plaintiff's [here respondent's]
demonstration and were at the scene to remove plaintiff's car from the highway."
318 F.Supp. 846, 851.
n17 The
unlawful activity in this case was directed specifically against petitioner. We need not
consider or decide here whether, or under what circumstances,
unlawful activity not directed against the particular employer may be a legitimate justification
for refusing to hire.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[***22]
[14]
[15A]
[16]
Petitioner's reason for rejection thus suffices to meet the
prima facie case, but the inquiry must not end here. While
Title VII does not, without more, compel rehiring of respondent, neither does
it permit petitioner to use respondent's conduct as a
pretext for the sort of discrimination prohibited by
§ 703 (a)(1). On remand, respondent must, as the Court of Appeals recognized,
be afforded a
fair opportunity to show that petitioner's
stated reason for respondent's rejection was in fact
pretext. Especially relevant to such a showing would be evidence that white employees
involved in acts against petitioner of comparable seriousness to the
"stall-in" were nevertheless retained or rehired. Petitioner may justifiably refuse to
rehire one who was engaged in unlawful, disruptive acts against it, but only if this
criterion is applied alike to members of all races.
Other evidence that may be relevant to any showing of
pretext includes facts as to the petitioner's treatment of respondent during his prior
term of employment; petitioner's reaction, if any, to
respondent's legitimate
civil rights activities; and petitioner's general policy and
[*805] practice with respect to minority
[***23] employment. n18 On the latter point, statistics as to petitioner's employment
policy and practice may be helpful to a determination of whether petitioner's
refusal to
rehire respondent in this case conformed to a general pattern of discrimination
against blacks.
Jones v. Lee Way Motor Freight, Inc., 431 F.2d 245
[**1826] (CA10 1970); Blumrosen, Strangers in Paradise:
Griggs v.
Duke Power Co., and the Concept of
Employment Discrimination,
71 Mich. L. Rev. 59, 91-94 (1972). n19 In short, on the
retrial respondent must be given a full and
fair opportunity to demonstrate by competent evidence that the presumptively valid reasons for
his rejection were in fact a coverup for a
racially
discriminatory decision.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n18 We are aware that some of the above factors were, indeed, considered by the
District Judge in finding under
§ 704 (a), that
"defendant's [here petitioner's] reasons for refusing to
rehire the plaintiff were motivated solely and simply by the plaintiff's
participation in the 'stall in' and 'lock in'
demonstrations."
318 F.Supp., at 850. We do not intimate that this finding must be overturned after consideration on
remand of respondent's
§ 703 (a)(1) claim. We do, however, insist that respondent under
§ 703 (a)(1) must be given a full and
fair opportunity to demonstrate by competent evidence that whatever the
stated reasons for his rejection, the decision was in reality
racially premised.
[***24]
n19 The District Court may, for example, determine, after reasonable discovery
that
"the [racial] composition of defendant's labor force is itself reflective of
restrictive or exclusionary practices." See
Blumrosen,
supra, at 92. We caution that such general determinations, while helpful, may not
be in and of themselves controlling as to an individualized
hiring decision, particularly in the presence of an otherwise justifiable reason for
refusing to
rehire. See generally
United States v. Bethlehem Steel Corp., 312 F.Supp. 977, 992 (WDNY 1970), order modified,
446 F.2d 652 (CA2 1971). Blumrosen,
supra, n. 19, at 93.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[17]
[18A]
The court below appeared to rely upon
Griggs v. Duke Power Co., supra, in which the Court stated:
"If an employment practice which operates to exclude Negroes cannot
[*806] be shown to be related to job performance, the practice is prohibited."
401 U.S., at 431.
n20 But
Griggs differs from the instant case in important respects. It dealt with
standardized testing devices which,
[***25] however neutral on their face, operated to
exclude many blacks who were capable of performing effectively in the desired
positions.
Griggs was rightly concerned that childhood deficiencies in the education and
background of minority citizens, resulting from forces beyond their control,
not be allowed to work a cumulative and invidious burden on such citizens for
the remainder of their lives.
Id., at 430. Respondent, however, appears in different clothing. He had engaged in a
seriously disruptive act against the very one from whom he now seeks
employment. And petitioner does not seek his exclusion on the basis of a
testing device which overstates what is necessary for competent performance, or
through some sweeping disqualification of all those with any past record of
unlawful behavior, however remote, insubstantial, or unrelated to applicant's
personal
qualifications as an employee. Petitioner assertedly rejected respondent for
unlawful conduct against it and, in the absence of proof of
pretext or
discriminatory application of such a reason, this cannot be thought the kind of
"artificial, arbitrary, and
unnecessary
barriers to employment" which the
[***26] Court found to be the intention of Congress to remove.
Id., at 431. n21
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n20 See
463 F.2d, at 352.
[18B]
n21 It is, of course, a predictive evaluation, resistant to empirical proof,
whether
"an applicant's past participation in
unlawful conduct directed at his prospective employer might indicate the applicant's lack of a
responsible attitude toward performing work for that employer."
463 F.2d, at 353. But in this case, given the seriousness and harmful potential of respondent's
participation in the
"stall-in" and the accompanying inconvenience to other employees, it cannot be said that
petitioner's refusal to employ lacked a rational and neutral business
justification. As the Court has noted elsewhere:
"Past conduct may well relate to present fitness; past loyalty may have a
reasonable relationship to present and future trust."
Garner v. Los Angeles Board, 341 U.S. 716, 720 (1951).
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[*807] III
[1B]
[9B]
[12B]
[15B]
[19]
In sum, respondent should have been allowed
[***27] to pursue his claim under
§ 703 (a)(1). If the evidence on
retrial is substantially in accord with that before us in this case, we think that
respondent carried his burden of establishing a
prima facie case of
racial discrimination and that petitioner successfully rebutted that case. But this does not end
the matter. On
retrial, respondent must be afforded a
fair opportunity to demonstrate
[**1827] that petitioner's assigned reason for refusing to
re-employ was a
pretext or
discriminatory in its application. If the District Judge so finds, he must order a prompt
and appropriate remedy. In the absence of such a finding, petitioner's refusal
to
rehire must stand.
The judgment is vacated and the cause is hereby remanded to the District Court
for further proceedings consistent with this opinion.
So ordered.